Can we ever be certain about scientific theories?

(I will be traveling for a few weeks and rather than put this blog on hiatus, thought that I would continue with my weekday posting schedule by reposting some of the very early items, for those who might have missed them the first time around.)

A commenter to a previous posting raised an interesting perspective that requires a fresh posting, because it reflects a commonly held view about how the validity of scientific theories get established.

The commenter says:

A scientist cannot be certain about a theory until that theory has truly been tested, and thus far, I am unaware of our having observed the evolution of one species from another species. Perhaps, in time, we will observe this, at which point the theory will have been verified. But until then, Evolution is merely a theory and a model.

While we may have the opportunity to test Evolution as time passes, it is very highly doubtful that we will ever be able to test any of the various theories for the origins of the Universe.

I would like to address just two points: What does it mean to “test” a theory? And can scientists ever “verify” a theory and “be certain” about it?

Verificationism as a concept to validate scientific theories has been tried and found to be wanting. The problem is that any non-trivial theory generates an infinite number of predictions. All the predictions cannot be exhaustively verified. Only a sample of the possible predictions can be tested and there is no universal yardstick that can be used to measure when a theory has been verified. It is a matter of consensus judgment on the part of scientists as to when a theory becomes an accepted one, and this is done on a case-by-case basis by the practitioners in that field or sub-field.

This means, however, that people who are opposed to a theory can always point to at least one particular result that has not been directly observed and claim that the theory has not been ‘verified’ or ‘proven.’ This is the strategy adopted by ID supporters to attack evolutionary theory. But using this kind of reasoning will result in every single theory in science being denied scientific status.

Theories do get tested. Testing a theory has been a cornerstone of science practice ever since Galileo but it means different things depending on whether you are talking about an experimental science like chemistry and condensed matter physics, or a historical science like cosmology, evolution, geology, and astronomy.

Any scientific theory is always more than an explanation of prior events. It also must necessarily predict new observations and it is these predictions that are used to test theories. In the case of experimental sciences, laboratory experiments can be performed under controlled conditions in order to generate new data that can be compared with predictions or used to infer new theories.

In the case of historical sciences, however, observations are used to unearth data that are pre-existing but as yet unknown. Hence the ‘predictions’ may be more appropriately called ‘retrodictions’, in that they predict that you will find things that already exist. For example, in cosmology the retrodictions were the existence of a cosmic microwave background radiation of a certain temperature, the relative abundances of light nuclei, and so forth. The discovery of the planet Neptune was considered a successful ‘prediction’ of Newtonian theory, although Neptune had presumably always been there.

The testing of a historical science is analogous is to that of the investigation of a crime where the detective says things like “If the criminal went through the woods, then we should be able to see footprints.” This kind of evidence is also historical but is as powerful as those of futuristic predictions, so historical sciences are not necessarily at a lower level of credibility than experimental sciences.

Theories in cosmology, astronomy, geology, and evolution are all tested in this way. As Ernst Mayr (who died a few days ago at the age of 100) said in What Evolution Is (2001): “Evolution as a whole, and the explanation of particular evolutionary events, must be inferred from observations. Such inferences must be tested again and again against new observations, and the original inference is either falsified or considerably strengthened when confirmed by all of these tests. However, most inferences made by evolutionists have by now been tested successfully so often that they are accepted as certainties.” (emphasis added).

In saying that most inferences are ‘accepted as certainties’, Mayr is exaggerating a little. Ever since the turn of the 20th century, it has been accepted that scientific knowledge is fallible and that absolute certainty cannot be achieved. But scientists do achieve a remarkable consensus on deciding at any given time what theoretical frameworks they have confidence in and will be used to guide future research. Such frameworks have been given the name ‘paradigms’ by Thomas Kuhn in The Structure of Scientific Revolutions (1970).

When scientists say they ‘believe’ in evolution (or the Big Bang), the word is being used in quite a different way from that used in religion. It is used as shorthand to say that they have confidence that the underlying mechanism of the theory has been well tested by seeing where its predictions lead. It is definitely not “merely a theory and a model” if by the word ‘merely’ the commenter implies a theory that is unsupported or untested.

So yes, evolution, like all the other major scientific paradigms, both historical and experimental, has been well tested.

Wanted: ‘Godwin’s Law’-type rule for science

(I will be traveling for the next few weeks and rather than put this blog on hiatus, thought that I would continue with my weekday posting schedule by reposting some of the very early items, for those who might have missed them the first time around.)

Mike Godwin coined a law (now known as Godwin’s Law) that states: “As an online discussion grows longer, the probability of a comparison involving Nazis or Hitler approaches one.”

This makes sense. As the discussion drags on, people start running out of fresh or relevant arguments, begin repeating themselves, lose their tempers, reach for something new to say, and Hitler/Nazi comparisons inevitably follow.

But Godwin’s rule has been extended beyond its original intent and is now used as a decision rule to indicate that a discussion has ceased to be meaningful and should be terminated. In other words, as soon as the Hitler/Nazi comparison is brought into any discussion where it is not relevant, Godwin’s rule can be invoked to say that the discussion is over and the person who introduced the Hitler/Nazi motif has lost the argument.
[Read more…]

Evolution III: Scientific knowledge is an interconnected web

(I will be traveling for the next few weeks and rather than put this blog on hiatus, thought that I would continue with my weekday posting schedule by reposting some of the very early items, for those who might have missed them the first time around.)

In an <a href=http://blog.case.edu/mxs24/2005/02/09/evolution_ii_science_is_not_a_smorgasbordearlier posting, the question was posed as to whether it was intellectually consistent to reject the findings of an entire modern scientific discipline (like biology) or of a major theoretical structure (like the theory of evolution) while accepting all the other theories of science.

The short answer is no. Why this is so can be seen by examining closely the most minimal of creationist theories, the one that goes under the label of ‘intelligent design’ or ID.

ID supporters take great pains to claim that theirs is a scientific theory that has nothing to do with religion or God, and hence belongs in the school science curriculum. (This particular question whether ID can be considered a part of science or of religion will be revisited in a later posting. This is becoming a longer series than I anticipated…)

ID advocates say that there are five specific biochemical systems and processes (bacterial flagella and cilia, blood clotting, protein transport within a cell, the immune system, and metabolic pathways) whose existence and/or workings cannot be explained by evolutionary theory and that hence one has to postulate that such phenomena are evidence of design and of the existence of a designer.

The substance of their arguments is: “You can claim all the other results for evolutionary theory. What would be the harm in allowing these five small systems to have an alternative explanation?”

Leaving aside the many other arguments that can be raised against this position (including those from biologists that these five systems are hardly intractable problems for evolutionary theory), I want to focus on just one feature of the argument. Is it possible to accept that just these five processes were created by a ‘designer,’ while retaining a belief in all the other theories of science?

No you cannot. If some undetectable agent had intervened to create the cilia (say), then in that single act at a microscopic level, you have violated fundamental laws of physics such as the law of conservation of energy, the law of conservation of momentum, and (possibly) the law of conservation of angular momentum. These laws are the bedrock of science and to abandon them is to abandon some of the most fundamental elements of modern science.

So rejecting a seemingly small element of evolutionary theory triggers a catastrophe in a seemingly far-removed area of science, a kind of chaotic ‘butterfly effect’ for scientific theories.

Scientific theories are so interconnected that some philosophers of science have taken this to the extreme (as philosophers are wont to do) and argued that we can only think of one big scientific theory that encompasses everything. It is this entire system (and not any single part of it) that should be compared with nature.

Pierre Duhem in his The Aim and Structure of Physical Theory (1906) articulated this position when he declared that: “The only experimental check on a physical theory which is not illogical consists in comparing the entire system of the physical theory with the whole group of experimental laws, and in judging whether the latter is represented by the former in a satisfactory manner.” (emphasis in original)

Of course, in practical terms, we don’t do that. Each scientific subfield proceeds along its own path. And we know that there have been revolutions in one area of science that have left other areas seemingly undisturbed. But this interconnectedness is a reality and explains why scientific theories are so resistant to change. Scientists realize that changing one portion requires, at the very least, making some accommodations in theories that are connected to it, and it is this process of adjustments that takes time and effort and prevents trivial events from triggering changes.

This is why it usually requires a major crisis in an existing theory for scientists to even consider replacing it with a new one. The five cases raised by ID advocates do not come close to creating that kind of crisis. They are like flies in the path of a lumbering evolutionary theory elephant, minor irritants that can be ignored or swatted away easily.

Burden of proof-3: The role of negative evidence

In my previous post, I suggested that in science, the burden of proof lies with the proponent for the existence of some thing. The default assumption is non-existence. So if you propose the existence of something like electromagnetic radiation or neutrinos or N-rays, then you have to provide some positive evidence that it exists of a kind that others can try to replicate.

But not all assertions, even in science, need meet that positive evidence standard. Sometimes negative evidence, what you don’t see, is important too. Negative evidence is best illustrated by the famous Sherlock Holmes story Silver Blaze, in which the following encounter occurs:

Gregory [Scotland Yard detective]: “Is there any other point to which you would wish to draw my attention?”
Holmes: “To the curious incident of the dog in the night-time.”
Gregory: “The dog did nothing in the night-time.”
Holmes: “That was the curious incident.”

There are times when the absence of evidence can be suggestive. This is true with the postulation of universal laws. The substance of such laws (such as that the total energy is conserved) is that they hold in every single instance. But we cannot possibly examine every possibility. The reason that we believe these types of laws to hold is because of negative evidence, what we do not see. If someone postulates the existence of a universal law, the absence of evidence that contradicts it is taken as evidence in support of the law. There is a rule of thumb that scientists use that if something can happen, it will happen. So if we do not see something happening, that suggests that there is a law that prevents it. This is how laws such as baryon and lepton number conservation originated.

Making inferences from absence is different from proving a negative about the existence of something, be it N-rays or god. You can never prove that an entity doesn’t exist. So at least at the beginning, it is incumbent on the person who argues for the existence of something to provide at least some evidence in support of it. The case for the existence of entities (like neutrinos or X-rays or god) requires positive evidence. Once that has been done beyond some standard of reasonable doubt, then the burden can shift to those who argue for non-existence, to show why this evidence is not credible.

This rule about evidence was not followed in the run up to the attack on Iraq. The Bush administration simply asserted that Iraq had weapons of mass destruction without providing credible evidence of it. They then (aided by a compliant media) managed to frame the debate so that the burden of proof shifted to those who did not believe the weapons existed. Even after the invasion, when the weapons did not turn up, Donald Rumsfeld famously said “There’s another way to phrase that and that is that the absence of evidence is not the evidence of absence. It is basically saying the same thing in a different way. Simply because you do not have evidence that something does exist does not mean that you have evidence that it doesn’t exist.” But he was wrong. When you are asserting the existence of an entity, if you have not provided any evidence that they do exist, then the absence of evidence is evidence of absence.

It is analogous to criminal trials. People are presumed innocent until proven guilty, and the onus is on the prosecution to first provide some positive evidence. Once that is done, the accused usually has to counter it in some way to avoid the risk that the jury will find the evidence sufficiently plausible to find the accused guilty.

So the question boils down to whether believers in a god have provided prima facie evidence in support of their thesis, sufficient to shift the burden to those who do not believe in god to show why this evidence is not convincing. Personal testimony by itself is usually not sufficient in courts, unless it is corroborated by physical evidence or direct personal observation by other credible sources who have observed the same phenomenon.

One of the common forms of evidence that is suggested is that since many, many people believe in the existence of god, that should count as evidence. My feeling is that that is not sufficient. After all, there have been universal beliefs that have subsequently been shown to be wrong, such as that the Earth was located at the center of the universe.

Has the evidence for god met the standard that we would accept in science or in a court of law? I personally just don’t see that it has but that is a judgment that each person must make. Of course, people can choose to not require that the evidence for god meet the same standard as for science or law, and if that is the case, then that pretty much ends the discussion. But at least we can all agree as to why we disagree.

Burden of proof-2: What constitutes evidence for god?

If a religious person is asked for evidence of god’s existence, the type of evidence presented usually consist of religious texts, events that are inexplicable according to scientific laws (i.e., miracles), or personal testimonies of direct experience of god. Actually, this can be reduced to just two categories (miracles and personal testimonies) since religious texts can be considered either as miraculously created (in the case of the Koran or those who believe in Biblical inerrancy) or as the testimonies of the writers of the texts, who in turn recorded their own or the testimonies of other people or report on miraculous events. If one wants to be a thoroughgoing reductionist, one might even reduce it to one category by arguing that reports of miracles are also essentially testimonies.

Just being a testimony does not mean that the evidence is invalid. ‘Anecdotal evidence’ often takes the form of testimony and can be the precursor to investigations that produce other kinds of evidence. Even in the hard sciences, personal testimony does play a role. After all, when a scientist discovers something and publishes a paper, that is kind of like a personal testimony since the very definition of a research publication is that it incorporates results nobody else has yet published. But in science those ‘testimonies’ are just the starting point for further investigation by others who try to recreate the conditions and see if the results are replicated. In some cases (neutrinos), they are and in others (N-rays) they are not. So in science, testimonies cease to be considered as such once independent researchers start reproducing results under fairly well controlled conditions.

But with religious testimonies, there is no such promise of such replicability. I recently had a discussion with a woman who described to me her experiences of god and described something she experienced while on a hilltop in California. I have no reason to doubt her story but even she would have thought I was strange if I asked her exactly where the hilltop was and what she did there so that I could try and replicate her experience. Religious testimonies are believed to be intensely personal and unique and idiosyncratic, while in science, personal testimony is the precursor to shared, similar, consistently reproducible experiences, under similar conditions, by an ever-increasing number of people.

The other kind of experience (miracles) again typically consists of unique events that cannot be recreated at will. All attempts at finding either a consistent pattern of god’s intervention in the world (such as the recent prayer study) or unambiguous violations of natural laws have singularly failed. All we really have are the stories in religious texts purporting to report on miraculous events long ago or the personal testimonies of people asserting a miraculous event in their lives.

How one defines a miracle is also difficult. It has to be more than just a highly improbable event. Suppose someone is seriously ill with cancer and the physicians have given up hope. Suppose that person’s family and friends pray to god and the patient suffers a remarkable remission in the disease. Is that a miracle? Believers would say yes, but unbelievers would say not necessarily, asserting that the body has all kinds of mechanisms for fighting disease that we do not know of. So what would constitute an event that everyone would consider a miracle?

Again, it seems to me that it would have to have the quality of replicability to satisfy everyone. If for a certain kind of terminal disease, a certain kind of prayer done under certain conditions invariably produced a cure where medicine could not, then that would constitute a good case for a miracle, because that would be hard to debunk, at least initially. As philosopher David Hume said: “No testimony is sufficient to establish a miracle unless the testimony be of such a kind that its falsehood would be more miraculous than the fact which it endeavors to establish…” (On Miracles)

But even this is problematical, especially for believers who usually do not believe in a god who acts so mechanically and can be summoned at will. Such predictable behavior is more symptomatic of the workings of as-yet-unknown natural laws than of god. The whole allure of belief in god is that god can act in unpredictable ways, to cause the dead to come back to life and the Earth to stop spinning.

So both kinds of evidence (miracles and testimonies) used to support belief in a god are inadequate for what science requires as evidentiary support.

The divide between atheists and religious believers ultimately comes down to whether an individual feels that all beliefs should meet the same standards that we accept for good science or whether we have one set of standards for science or law, and another for religious beliefs. There is nothing that compels anyone to choose either way.

I personally could not justify to myself why I should use different standards. Doing so seemed to me to indicate that I was deciding to believe in god first and then deciding on how to rationalize my belief later. Once I decided to use the yardstick of science uniformly across all areas of knowledge and see where that leads, I found myself agreeing with Laplace that I do not need the god hypothesis.

In a future posting, I will look at the situation where we can infer something from negative evidence, i.e., when something does not happen.

POST SCRIPT: Faith healing

The TV show House had an interesting episode that deals with some of the issues this blog has discussed recently, like faith healing (part 1 and part 2) and what to make of people who say god talks to them.

Here is an extended clip from that episode that pretty much gives away the entire plot, so don’t watch it if you are planning to see it in reruns. But it gets to grips with many of the issues that are discussed in this blog.

House is not very sympathetic to the claims of the 15-year old faith healer that god talks to him. When his medical colleagues argue with House, saying that the boy is merely religious and does not have a psychosis, House replies “You talk to god, you’re religious. God talks to you, you’re psychotic.”

Tiktaalik bridges the gap

As you can imagine, the world of science has been abuzz with the news yesterday of the release of a paper in the prestigious science journal Nature heralding the discovery of a 375-million year old transitional fossil between fish and land animal, which has been named Tiktaalik. The fossil seems to provide evidence of a key evolutionary idea that land animals evolved from fish.
[Read more…]

The beliefs of Americans

In response to an earlier post about the surprisingly high percentage of Americans who believe in the rapture and other things, there was some skepticism about how reliable the numbers and how they broke down depending on age, etc.

I have not been able to find further documentation to support the figure of 44% who are either certain or think it very likely that the rapture will occur in their lifetimes. But there are other interesting breakdowns.

For example, in this Harris poll from July 6, 2005, 47% do not believe that apes and humans have common ancestry, which is a key tenet of evolution, while 46% believe it. A similar number 45% do not believe plants and animals evolved from other species. So we can pretty much conclude that slightly less than half the population reject pretty much all of evolution.

Curiously, only 22% believe that humans evolved from earlier species, while 64% believe that humans were created directly by God. I am not sure how this squares with the above answers. Maybe people are interpreting the phrases “common ancestry” and “directly created” in ways that are different from me.
[Read more…]

Why is ice slippery?

I have been meaning to write about this for some time but got sidetracked by all the other topics. It formed the basis of an article by Robert Rosenberg in the December 2005 issue of Physics Today (pages 50-55).

How people respond to such a question can tell you a lot about their relationship to science in general. Some people will think that such an everyday question should have a simple answer that has been known for a long time. Others will answer that that is just the way ice is. Intelligent design and other types of creationists might respond that ice was made slippery for a purpose that we cannot comprehend. Yet others will say “who cares?” and wonder why we should bother with trying to answer such a question at all. But ask a group of scientifically-minded people this question and you will get a lively discussion going about the various possible explanations.
[Read more…]

The divide between modernists and medievalists

The current attacks on science in the US are often portrayed as a battle between religion and science but that is not really the case. The widespread beliefs about the rapture (taking seriously the claim that 44% of Americans believe that the rapture will certainly or most probably occur within their lifetimes) and the attempts at overthrowing evolution by natural selection because of religious reasons signals something more serious.

When these beliefs are coupled with the fact that 53% reject common ancestors for humans and apes and that 45% of Americans can still, in this day and age (according to a Gallup poll in November 2004), believe that “God created man in present form within the last 10,000 years,” indicates that what we have here in the US is a far deeper and more disturbing phenomenon. I think that it is fair to say that it pretty much represents a rejection of modernity and a yearning for an almost medieval, pre-Renaissance way of thinking.

The great divide in the current culture wars in the US is not between religious people on the one side and scientists on the other. It is between those who are modernist and those who are medieval. The modernist camp contains both religious and secular people. Religious people who are modernists believe that god somehow works in the world and in their lives, but don’t seek an explicit mechanism. They leave god out of the secular world and science. The medievalists on the other hand are rejecting almost entirely the modern worldview, arguing that religious doctrine must take precedence over everything else and that whenever science and religion are in opposition, it is religious beliefs that must take precedence.

It seems (to me at least) that if post-renaissance life reveals anything at all, it is that we are more likely to get useful information and results from putting our faith in science to make progress and solve problems than in praying for solutions. This is not to promote science triumphalism. Science and scientists can and do make mistakes and one should not yield to them sole decision making power, even over important and esoteric scientific questions.

What I am saying is that is absurd to reject those scientific theories and methods that have brought us to where we are because of religious objections, which is what the opponents of modernism are essentially advocating.

The rejection of modernity represented by these religious beliefs seems to me to be similar to the attitudes of the Taliban in Afghanistan and the Khmer Rouge in Cambodia. In both cases, these groups identified the current state of life as morally iniquitous and identified social and moral well-being with a return to “traditional values.” They did this by rejecting all the trappings of modernity (TV, clothing, films, popular music, etc.) and tried to return their countries to a more primitive lifestyle, seeing that as somehow morally superior. In the case of Afghanistan this was driven by religion and in Cambodia by ideology, but the end result in both countries was similar – “back-to-basics” on steroids.

This rejection of modernism by about 150 million Americans (i.e., the people who believe in a literal interpretation of Genesis) is disturbing because it means that the foundations on which US society is built is shaky. What may save the situation is that in the US, the rejection of modernity, unlike in Afghanistan or Cambodia, is somewhat contradictory in practice. While appealing for a return to “traditional values,” the groups advocating this show no indication whatsoever of giving up all the trappings and luxuries that modernity provides. They want to be worthy of heaven, but will hold onto their iPods until they are pried from their “cold, dead hands” as Charlton Heston famously said about his right to have guns.

Take for example stem-cell research. Currently, religious objections in the US have resulted in other nations taking the lead in this area. Since no major breakthroughs in the treatment of diseases using this new technology have yet been achieved, it seems like it costs nothing to reject this technology. But as soon as it produces a treatment or cure for a major disease, I predict that religious objections to this research in the US will collapse. Whatever their religious objections, people who have the disease will demand the treatment and the authorities will have no choice but to acquiesce.

With the Taliban or Khmer Rouge, they would have just said “tough.” If the price for moral purity is a primitive lifestyle and early death, then so be it. But somehow I cannot see the members of the fundamentalist Christian community in its suburban megachurches in affluent communities, people who think that having a long, materially rich life is a sign of god’s favor, being willing to accept that tradeoff.

But can you essentially reject the premise of the scientific approach while clinging to the fruits that science provides? I don’t think so, at least not over the long run. Collisions between those two sets of values is inevitable and whether we like it or not, scientific advances always trump religious objections.

And ultimately, this is why science always wins in the end. Not because it is obviously true or always correct or aesthetically appealing or emotionally satisfying but because it is just too useful and practical to reject.

The religious beliefs of scientists-2

In yesterday’s post, we saw that the degree of belief in a personal god or in immortality among scientists had not changed much over time, staying at roughly around 40% for nearly a century, as long as one used a broad definition of scientist.

But the picture changed quite dramatically when one looked at more elite groups of scientists, those who were acknowledged by their peers as having done superior work. For this group, the figure started lower (around 30% in 1914) and dropped dramatically (to less than 10%) by 1998. The results of this research by Larson and Witham become even more interesting when disaggregated by academic discipline.
[Read more…]