The dysfunctional Congress-1: Theory


Much of the criticisms aimed at Congress have involved the high-profile legislative stalemates on some issues involving filibusters and the like, that have stymied progress on those issues that did not involve the interests of the oligarchy. What all that hoop-la has obscured is a far more serious criticism, the fact that the government has stopped carrying out the most basic of its functions.

The most essential function of government is to make sure that its institutions function smoothly. At the very least, this requires that the government pass a budget that allocates money to those institutions so that they know what they can and cannot do. It is shocking to realize to what extent the Congress has abdicated that fundamental responsibility.

A quick investigation reveals that the appropriation process by which the government allocates money has a straightforward and logical sequence.

  1. The President gives his State of the Union address at the end of January in which he lays out his general goals for the coming year.
  2. He is required to submit to Congress by the first Monday in February a budget for the fiscal year beginning on October 1.
  3. By April 15 the two chambers of Congress are supposed to pass a non-binding budget resolution that provides guidelines for taxes and appropriations for the next five years and this serves to provide a framework for both bodies to debate and allocate funds for the various agencies under their purview.
  4. In Congress, the budget expenditures are divided into twelve major appropriations categories:
    • Agriculture, Rural Development, Food and Drug Administration, and Related Agencies;
    • Commerce, Justice, Science, and Related Agencies;
    • Defense;
    • Energy and Water Development, and Related Agencies;
    • Financial Services and General Government;
    • Department of Homeland Security;
    • Interior, Environment, and Related Agencies;
    • Departments of Labor, Health and Human Services, Education, and
      Related Agencies;

    • Legislative Branch;
    • Military Construction, Veterans Affairs, and Related Agencies;
    • State, Foreign Operations, and Related Programs; and
    • Departments of Transportation, and Housing and Urban Development, and Related Agencies.

    The twelve appropriations committees in each body farm out the work to its own specialized sub-committees to work on the budget for their agencies and report back to the committees, which then has to vote to submit their appropriation package to the full House or Senate, which has the option of proposing amendments to the committees’ recommendations.

    (Technically, there is just one Appropriations Committee in the House and the above twelve are subcommittees of that body which have their own sub-sub-committees, but that gets confusing. There is also some difficulty in figuring out how money is allocated because the president’s budget proposal is specified according to agencies and not split up according to these twelve categories. They do not seem to provide a summary spreadsheet of allocations, with the closest that I could find being here.)

  5. If the two chambers pass appropriation legislation that disagree (as often happens), a conference committee is set up to smooth out the differences and the jointly agreed-upon conference report is then sent to both chambers for voting. They two chambers cannot amend the conference report in any way but can only vote to accept or reject it. If it is rejected, it goes back to the conference committee for further work.
  6. The 12 appropriation resolutions are supposed to be presented to both full chambers and approved by the August recess, so that a final budget bill can be sent to the president.
  7. “After Congress sends the bill to the President, he has 10 days to sign or veto the measure. If he takes no action, the bill automatically becomes law at the end of the 10-day period… If the President vetoes the bill, he sends it back to Congress. Congress may override the veto by a two-thirds vote in both houses. If Congress successfully overrides the veto, the bill becomes law. If Congress is unsuccessful, the bill dies.”

This whole structure is set up so that all government agencies know well in advance how much money they have been allocated for the coming year and how it should be spent so that they can transition smoothly when the new fiscal year begins on October 1. It allows them to plan what new initiatives to undertake and what old programs to end.

In theory, this should result in a smoothly running government.

Tomorrow: How the reality compares with the theory.

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